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Core Values and Principles

Breakwater Investment Management, LLC is a boutique, relationship-based firm with a responsible, principle-based approach to business. Breakwater’s unwavering commitment to its core values and principles sets the firm apart from its peers.

Integrity

Integrity is the cornerstone of the firm. At Breakwater, integrity means instituting best practices and always abiding by all legal regulations, maintaining strict ethical guidelines, ensuring transparency, and upholding our word with steadfast resolve. Integrity establishes the trust that is so critical to building successful relationships.

Partnership

At Breakwater, we achieve outstanding results by working in close partnership with our portfolio companies, investors, clients, and affiliates. In particular, Breakwater strives to partner with portfolio company management to meet their immediate and long-term financial and strategic objectives. Breakwater takes an active role to work closely with management throughout the entire transaction process and beyond, to ensure operational excellence and best possible outcomes.

Excellence

Breakwater is committed to the highest standards of professional excellence in all aspects of its business. Managed by a team of experienced professionals, Breakwater creates strategic partnerships with affiliates that have a strong, proven track record and a shared commitment to its values and principles.

Leadership

Breakwater demonstrates quality leadership in all areas of its business, and looks for the same leadership commitment in its client companies. Leadership means having the self-confidence to take business risk and capitalize on market opportunities, having the speed to react quickly and effectively to a rapidly changing business environment, and having a clear vision for your business and the ability to direct the realization of that vision.