About Breakwater Investment Management

Breakwater Investment Management, LLC is a private investment firm based in Los Angeles, CA that specializes in direct investments in small to lower middle market growth businesses with annual sales of $5 million to $100 million. Historically, these companies have been underserved by traditional lending sources.

The firm serves as general partner of Breakwater Structured Growth Opportunities Fund, LP, a $100 million open-ended private investment partnership organized in August 2008 under Delaware law. The Fund’s investment objective is to generate both current income and capital appreciation through secured debt investments accompanied with equity participation rights, primarily in growth-oriented companies across a variety of industries.

Affiliation with US Capital Partners

Breakwater Investment Management’s strategic alliance with US Capital Partners, Inc., a full-service investment banking firm focused on small to middle market companies, provides the Breakwater Structured Growth Opportunities Fund access to a continuous stream of proprietary investment opportunities.

US Capital Partners is a private investment bank and lead financial arranger. Through its investment banking affiliation with US Capital Partners, the Fund gains priority access to attractive deal opportunities structured to meet its investment criteria, sometimes working alongside commercial banks, asset-based lenders, and other financial providers.